Compliance Information

Sberbank CIB (UK) Limited is authorised and regulated in the United Kingdom by the Financial Conduct Authority ("FCA"). Registered in England and Wales with number 04783112. Registered office 85 Fleet Street, 4th Floor, London EC4Y 1AE. We are an Eligible Counterparty as defined by the EU Markets in Financial Instruments Directive - 2004/39/EC. For proof of authorisation please check the Financial Services Register on the FCA's website. We are part of the Sberbank Group and financials/investor information is available here. Our ultimate parent is Sberbank of Russia which itself is authorised and regulated by the Central Bank of the Russian Federation. Sberbank of Russia is listed on MICEX.

As a regulated entity in the UK, we are required to meet all relevant European and UK regulations and legislation - including implementing effective measures to combat financial crime and the financing of terrorist activities, as well managing conflicts of interest and disaster recovery. We confirm we meet all of our regulatory and legislative obligations, however please be aware that we do not furnish third parties with internal policy documentation nor data with regards to our counterparty/customer base.

Only duly authorised staff acting within the scope of their authority are able to bind us contractually. Unless otherwise stated, this data is for information only and is not an offer or a solicitation of an offer to sell or purchase any investment. We provide investment services to Eligible Counterparties and Professional Clients as those terms are defined in the Financial Conduct Authority's Handbook of Rules and Guidance. Sberbank CIB (UK) Limited makes no representation and accepts no liability as to the completeness of the accuracy of the contents of this website to the fullest extent permitted by law.

Documents

  • Privacy Notice

    PDF 618 Kb

  • Order Execution Policy (as of October 2018)

    PDF 1,20 Mb

  • Conflicts of Interest Policy (as of October 2017)

    PDF 258 Kb

  • Complaints Handling Policy and Procedure (as of October 2017)

    PDF 254 Kb

  • Execution Quality Report 2020Q4

    PDF 2707 Kb

  • Execution Quality Report 2018Q1

    XLSX 194 Kb

  • Execution Quality Report 2018Q2

    XLSX 352 Kb

  • Execution Quality Report 2018Q3

    XLSX 528 Kb

  • Execution Quality Report 2018Q4

    XLSX 433 Kb

  • Equity Class Top Five Execution Venue Report 2020

    XLSX 16 Kb

  • Top Five Broker Report 2020

    XLSX 16 Kb

  • Equity Class Top Five Execution Venue Report 2019

    XLSX 11,8 Kb

  • Top Five Broker Report 2019

    XLSX 12,4 Kb

  • Equity Class Top Five Execution Venue Report 2018

    XLS 43,5 Kb

  • Top 5 Broker Report 2018

    XLSX 13,8 Kb

  • Bond Risk_Disclosure

    PDF 814 Kb

  • Equity Derivaties Risk_Disclosure

    PDF 777 Kb

  • Equity Risk Disclosure

    PDF 808 Kb

  • Fixed Income Derivates Risk Disclosure

    PDF 782 Kb

  • Foreign Exchange Derivaties Risk Disclosure

    PDF 0,99 Mb

  • Interest Rate Derivaties Risk Disclosure

    PDF 0,98 Mb

  • MIFIDII Research Services costs and charges disclosure

    PDF 468 Kb

  • Target Market Assessment

    PDF 696 Kb

  • Sberbank CIB (UK) Due Diligence Declaration

    PDF 776 Kb

Contacts

85 Fleet Street
London
EC4Y 1AE
United Kingdom

Equities Desk
+44 (0) 207 822 0772

FICC Desk
+44 (0) 207 936 0409