Compliance Information

Sberbank CIB (UK) Limited is authorised and regulated in the United Kingdom by the Financial Conduct Authority ("FCA"). Registered in England and Wales with number 04783112. Registered office 85 Fleet Street, 4th Floor, London EC4Y 1AE. We are an Eligible Counterparty as defined by the EU Markets in Financial Instruments Directive - 2004/39/EC. For proof of authorisation please check the Financial Services Register on the FCA's website. We are part of the Sberbank Group and financials/investor information is available here. Our ultimate parent is Sberbank of Russia which itself is authorised and regulated by the Central Bank of the Russian Federation. Sberbank of Russia is listed on MICEX.

As a regulated entity in the UK, we are required to meet all relevant European and UK regulations and legislation - including implementing effective measures to combat financial crime and the financing of terrorist activities, as well managing conflicts of interest and disaster recovery. We confirm we meet all of our regulatory and legislative obligations, however please be aware that we do not furnish third parties with internal policy documentation nor data with regards to our counterparty/customer base.

Only duly authorised staff acting within the scope of their authority are able to bind us contractually. Unless otherwise stated, this data is for information only and is not an offer or a solicitation of an offer to sell or purchase any investment. We provide investment services to Eligible Counterparties and Professional Clients as those terms are defined in the Financial Conduct Authority's Handbook of Rules and Guidance. Sberbank CIB (UK) Limited makes no representation and accepts no liability as to the completeness of the accuracy of the contents of this website to the fullest extent permitted by law.

Documents

Data Protection Policy (as of July 2018)
Order Execution Policy (as of October 2018)
Conflicts of Interest Policy (as of October 2017)
Complaints Handling Policy and Procedure (as of October 2017)
Equity Class Top Five Execution Venue Report
Execution Quality Report 2018Q1
Execution Quality Report 2018Q2
Execution Quality Report 2018Q3
Execution Quality Report 2018Q4

Top 5 Brokers 2018

Bond Risk_Disclosure
Equity Derivaties Risk_Disclosure
Equity Risk Disclosure
Fixed Income Derivates Risk Disclosure
Foreign Exchange Derivaties Risk Disclosure
Interest Rate Derivaties Risk Disclosure

Target Market Assessment

Contacts

85 Fleet Street
London
EC4Y 1AE
United Kingdom

Phone +44 (0) 207 583 3257
Fax +44 (0) 207 822 0779
e-mail:
enquiries@sberbank-cib.ru

Equities Desk
Tel: +44 (0) 207 822 0772

FICC Desk
Tel: +44 (0) 207 936 0409

PRIVACY STATEMENT. This site is for information only. We do not use any form of cookies or collect personal information in any way. In particular, we do not gather any data regarding your logging IP address or session information.